Client management platforms have become an essential part of an RIA’s tech stack as these tools make it easier to access and update customer information. The Financial Industry Regulatory Authority ...

RIAs are subject to stringent compliance policies and procedures – fiduciary obligations, disclosure rules, and exams and inspections, to name a few. Often, meeting these requirements eats into the ...

Nearly 80 companies have opted for the State Compliance Manager and benefited from cost-effective, efficient ways of managing steadily increasing regulatory and compliance demands. With the StoneRiver ...

Find the best government project management software for public sector teams. Compare top tools built for compliance, ...

OMAHA, Neb. & ATLANTA--(BUSINESS WIRE)--End-to-end wealthtech powerhouse Orion Advisor Solutions is strengthening its compliance technology offering for clients by acquiring BasisCode Compliance, LLC, ...

A local software firm is doing its bit to not just organise company administration, but generate export dollars.

AUSTIN, Texas, March 28, 2017 /PRNewswire/ -- Epicor Software Corporation, a global provider of industry-specific enterprise software to promote business growth, announced today that TMC, a global, ...

The market for compliance software has been growing at a rapid pace, projected to be worth $118.7 billion worldwide by 2020. One significant cause of this spike is the overflow of fines, penalties and ...

AUSTIN, Texas, June 8, 2017 /PRNewswire/ -- Epicor Software Corporation, a global provider of industry-specific enterprise software to promote business growth, announced today that Epicor FFL ...

SAN DIEGO & SAN JOSE, Calif.--(BUSINESS WIRE)--Labcyte Inc. today announced the release of a regulatory-ready family of Echo® Acoustic Liquid Handlers intended for pharmaceutical companies and ...

New solution helps organizations centrally ingest, normalize, inspect, approve, reject, consolidate, and deliver ...

The Academies Show sees the launch of the Eteach Compliance Manager, which protects staff and pupils and keeps education premises legally compliant The Academies Show sees the launch of the Eteach ...