Design thinking is another innovation which can help the Chief Compliance Officer (CCO) move forward in a cutting-edge manner to make a compliance program not only more robust but also operationalize ...

Nasdaq has unveiled the sixth annual Global Compliance Survey, finding that global factors, such as the coronavirus pandemic, were the primary driver of compliance process changes. “In our latest ...

I continue this week’s exploration of how to more effectively operationalize your compliance program. Yesterday, I wrote about forecasting to more fully burn compliance into the fabric of your ...

Generative AI (GenAI) has moved rapidly from experimentation into day-to-day use across many organizations. Over the past ...

The compliance process at pharmaceutical manufacturers is complicated because many still use paper-based systems to record manufacturing steps. These paper records are reviewed by FDA auditors to ...

MELBOURNE, Australia & NEW YORK--(BUSINESS WIRE)--Apromore, a global leader in process mining and business process improvement technology, today announced major updates to its platform. New ...

An effective compliance audit process ensures your company is following regulations and avoiding sanctions. This is especially important in public companies, as these entities are subject to federal ...

Government and industry need to reach consensus on a supply chain maturity model allowing tech companies to definitively prove they’re in compliance with the recently mandated federal framework for ...

President and COO of Avalara, a cloud-based compliance solutions provider that helps businesses of all sizes get tax compliance right. Two years ago, the world went online overnight. E-commerce ...

RIAs are subject to stringent compliance policies and procedures – fiduciary obligations, disclosure rules, and exams and inspections, to name a few. Often, meeting these requirements eats into the ...

The purpose of the Sarbanes Oxley Act is to prevent fraudulent accounting practices in publicly held corporations. Congress passed SOX in 2002 after a series of accounting scandals duped stockholders ...