Purchasing materials for manufacturing or goods for inventory is one of the most important functions for a business. A periodic internal audit of the procurement process examines receipts, business ...

Compliance is the backbone of every successful RIA firm. It’s not just about following the rules. It’s about building trust with your clients, protecting your business, and showing regulators that you ...

It’s tempting to assume that employees, managers, and leaders will naturally prioritize tasks and follow procedures. However, relying solely on memory or trust is an unreliable strategy. Instead, ...

The checklist approach to regulatory compliance typically leaves businesses still vulnerable. Smart companies are putting security programs in place that provide full compliance and also establish an ...

An audit engagement is a critical exercise for stakeholders such as employees, owners, investors and lenders. For the sake of efficiency, auditors must focus on standard audit tasks; they can't focus ...