Advocates have demanded changes to how telecommunication companies are regulated and held accountable for outages after ...
That is where industry self-regulation plays an important role. Self-regulation is sometimes misunderstood as industry ...
Insurance agents and brokers are carefully preparing for Regulation Best Interest with training, risk assessments for conflicts of interest — and also with detailed questions to help fine-tune the ...
The Securities and Exchange Commission will increasingly ask questions about firms’ Regulation Best Interest compliance during standard examinations, rather than just during exams focused solely on ...
In an article for InvestmentNews, Mark Schoeff Jr. covers the latest developments in the SEC and FINRA’s implementation of Regulation Best Interest (Reg BI). Reg BI was passed in 2019 and implemented ...
After 18 months of consultation with the cash-equities market participants, the U.S. Securities and Exchange Commission voted to approve Regulation Systems Compliance and Integrity (Reg SCI) on ...
Despite the fact that the European Union’s ambitious Digital Operational Resilience Act takes effect tomorrow (January 17), many questions are still unanswered. DORA is a significant piece of ...
On the final day of the Supreme Court’s term, the Court ruled in favor of West Virginia and other petitioners challenging the claimed regulatory authority that underlaid the Clean Power Plan (CPP)—the ...
Some results have been hidden because they may be inaccessible to you
Show inaccessible results