Rock bottom for the SEC’s industry relations may have been December 2022, when Gensler unveiled a quartet of equity market structure proposals, including one that would have had certain retail trade ...
The U.S. Securities and Exchange Commission brought 313 standalone enforcement actions in 2025, the lowest in a decade and ...
If the Securities and Exchange Commission doesn’t back off its “check-the-box” style of rule-making and enforcement, regulators will end up limiting advisors’ roles, SEC Commissioner Hester Peirce ...
Testifying before the House Financial Services Subcommittee on Capital Markets, Peter Chan, now a partner at the global law firm Baker McKenzie, said the SEC increasingly sets policy through ...
The United States Securities and Exchange Commission is rapidly shifting its stance on cryptocurrency, dropping cases and investigations against major companies like Coinbase, OpenSea, Uniswap and ...
The SEC Crypto Task Force’s Roundtable on Financial Surveillance and Privacy is currently taking place in Washington D.C. SEC Chairman Paul S. Atkins just addressed ...
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